Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raffaello? Claim Your ProfileRaffaello Trofa is a financial professional with over 12 years of experience in the industry. Raffaello is currently registered with Santander US Capital Markets LLC and holds Series 7, Series 24, and Series 63 licenses. Raffaello has previously worked at Santander Investment Securities Inc. and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
12/10/2012 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
07/04/2011 - 11/23/2012
UBS SECURITIES LLC (NEW YORK NY)
MI
03/13/2009 - 07/01/2009
NYPPEX, LLC (LANSING MI)
NY
09/10/2008 - 10/29/2008
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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