Unclaimed
Raffaello Leonardo Distefano is a registered representative with Loomis Sayles Distributors, LP. He holds the Series 3, 6, 7 and SIE licenses. He is licensed to sell securities in the District of Columbia and Maryland. Raffaello Leonardo Distefano has been in the securities industry since March 15, 2000. Previously, Raffaello Leonardo Distefano was employed by Investors Capital Corp., Commonwealth Equity Services, Inc., John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/28/2007 - Present
Loomis Sayles Distributors, LP (BOSTON MA)
MA
08/01/1997 - 02/28/2002
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
09/10/1996 - 08/01/1997
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
MA
11/18/1994 - 09/24/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/18/1994 - 09/24/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 12/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2009
Series 3 - National Commodity Futures Examination
BC
Issued 06/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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