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Raffaele Prospero

Citigroup Global Markets Inc.

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About Raffaele Prospero

Raffaele Prospero is a registered investment advisor with Citigroup Global Markets Inc. in Larchmont, New York. Raffaele Prospero has been in the industry since 2002. Raffaele Prospero is also registered with HSBC SECURITIES (USA) INC. in Scarsdale, New York. Raffaele Prospero specializes in asset allocation advice, financial planning, pension consulting, and portfolio management for individuals and businesses.

Firm Information

Raffaele Prospero is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation formed in October 1998, headquartered in New York, NY. The firm provides a wide range of investment advisory services including financial planning, asset allocation advice, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for individuals, businesses, and other clients. With over 10,000 employees, including licensed agents, investment advisor representatives, and registered representatives, Citigroup Global Markets Inc. manages over $40 billion in assets for clients across various client types, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is registered with the SEC and in all 50 states.
Citigroup Global Markets Inc.

388 GREENWICH STREET

NEW YORK, NY 10013

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raffaele Prospero’s Registration & Firm History

NY

09/27/2021 - Present

Citigroup Global Markets Inc. (Larchmont NY)

NY

05/21/2009 - 10/01/2021

HSBC SECURITIES (USA) INC. (SCARSDALE NY)

NY

05/29/2007 - 05/13/2009

CITIGROUP GLOBAL MARKETS INC. (ARMONK NY)

NY

02/18/2005 - 05/29/2007

CITICORP INVESTMENT SERVICES (THORNWOOD NY)

MO

07/18/2003 - 01/04/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

08/07/2001 - 01/18/2002

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

MO

06/27/2000 - 07/10/2001

FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 07/31/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Raffaele Prospero. Review regulatory record here.
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