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Raffaele Mazzarella

Charles Schwab & CO., Inc.

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About Raffaele Mazzarella

Firm Information

Raffaele Mazzarella is currently registered with Charles Schwab & CO., Inc.. CHARLES SCHWAB & CO., INC. is a corporation formed in April 1971 and headquartered in San Francisco, California. They offer financial planning, wrap fee programs, and select other advisors. They operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Charles Schwab & CO., Inc.

525 Washington Blvd.

Jersey City, NJ 07310

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Raffaele Mazzarella’s Registration & Firm History

NJ

06/20/2016 - Present

Charles Schwab & CO., Inc. (Jersey City NJ)

NY

01/06/2015 - 06/21/2016

TRADITION SECURITIES AND DERIVATIVES INC. (NEW YORK NY)

NJ

10/14/2005 - 01/21/2015

METLIFE SECURITIES INC. (SOMERSET NJ)

NJ

10/14/2005 - 01/21/2015

NEW ENGLAND SECURITIES (SOMERSET NJ)

NJ

10/14/2005 - 09/06/2013

TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)

NJ

10/14/2005 - 09/06/2013

WALNUT STREET SECURITIES, INC. (SOMERSET NJ)

NJ

10/14/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)

MA

10/20/2004 - 09/15/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

08/25/2003 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

MO

07/15/2002 - 12/18/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NJ

06/30/2001 - 04/16/2002

DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NE

06/19/2000 - 06/30/2001

DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)

MI

03/18/1999 - 04/07/2000

OLDE DISCOUNT CORPORATION (DETROIT MI)

NY

11/04/1998 - 02/04/1999

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/7/2006

Series 4 - Registered Options Principal Examination

BC

Issued 1/13/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 8/18/2000

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 1/2/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/3/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Raffaele Mazzarella.
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