Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raffaele? Claim Your ProfileRaffaele Mazzarella is a financial professional with over 20 years of experience in the industry. Raffaele currently works at Charles Schwab & CO., Inc. and has been there since June 2016. Prior to joining Charles Schwab & CO., Inc., Raffaele worked for a number of other firms including Tradition Securities and Derivatives Inc., MetLife Securities Inc., New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., Metropolitan Life Insurance Company, Banc of America Investment Services, Inc., Quick & Reilly, Inc., Wachovia Securities, Inc., Datek Online Financial Services LLC, Datek Online Brokerage Services LLC, Olde Discount Corporation, and Sands Brothers & Co., LTD.. Raffaele is registered in California and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NJ
06/20/2016 - Present
Charles Schwab & CO., Inc. (Jersey City NJ)
NY
01/06/2015 - 06/21/2016
TRADITION SECURITIES AND DERIVATIVES INC. (NEW YORK NY)
NJ
10/14/2005 - 01/21/2015
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
10/14/2005 - 01/21/2015
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
10/14/2005 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
10/14/2005 - 09/06/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
10/14/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
MA
10/20/2004 - 09/15/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
08/25/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
07/15/2002 - 12/18/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NJ
06/30/2001 - 04/16/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
06/19/2000 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
MI
03/18/1999 - 04/07/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
11/04/1998 - 02/04/1999
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BC
Issued 12/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/13/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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