Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raffaele? Claim Your ProfileRaffaele Gambardella is an investment professional with over 27 years of experience in the financial services industry. Raffaele has been registered with A.g.p. / Alliance Global Partners since June 10, 2020. Previously, Raffaele was registered with AEGIS CAPITAL CORP. from March 29, 2010 to June 4, 2021. Raffaele holds Series 4, 7, 24, 63, 79TO, 99TO, and SIE licenses. Raffaele is registered in 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
06/10/2020 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
03/29/2010 - 06/04/2021
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
09/27/2002 - 03/30/2010
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
CO
07/18/1997 - 09/27/2002
SCHNEIDER SECURITIES, INC. (DENVER CO)
NJ
08/02/1994 - 06/25/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
03/10/1994 - 08/02/1994
THE WELLINGTON GROUP, INC. (NEW YORK NY)
NA
02/07/1994 - 05/20/1994
JAMES W. BULLARD, JR., INCORPORATED
BC
Issued 02/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/1997
Series 4 - Registered Options Principal Examination
BC
Issued 03/22/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Raffaele Gambardella is the right advisor for you? Invested Better is here to help.
