Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raffaele? Claim Your ProfileRaffaele Maione is a financial advisor who has been in the industry for over 20 years. Currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raffaele has a strong background in providing financial advice, and has worked at Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc. Raffaele is also a Registered Investment Advisor and has a Series 65 license to provide investment advice. Raffaele has expertise in various investment strategies and has worked with a wide range of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/20/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PRINCETON NJ)
NJ
05/04/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NORTHFIELD NJ)
NJ
04/02/2007 - 05/10/2007
MORGAN STANLEY & CO., INCORPORATED (NORTHFIELD NJ)
NJ
04/11/2003 - 04/02/2007
MORGAN STANLEY DW INC. (NORTHFIELD NJ)
IA
Issued 2/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/10/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 4/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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