Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raffaele? Claim Your ProfileRaffaele Degruttola is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Raffaele has been in the industry since 2004. Raffaele works with a variety of clients, including individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Raffaele's primary focus is on providing investment advice and portfolio management services. Raffaele is registered with FINRA as a General Securities Representative and a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/08/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NY
07/01/2009 - 06/25/2010
CHASE INVESTMENT SERVICES CORP. (ROSLYN HEIGHTS NY)
NY
06/01/2009 - 07/01/2009
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
10/07/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
04/27/2004 - 10/12/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MITCHEL FIELD NY)
MN
04/27/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 5/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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