Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafer? Claim Your ProfileRafer Kingston has been working in the financial services industry since 2006. Rafer is currently registered with Foreside Fund Services, LLC and is licensed in 45 states. Prior to joining Foreside Fund Services, LLC, Rafer worked at PIMCO INVESTMENTS LLC and ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC. Rafer holds FINRA Series 3, 63, and 7 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/16/2017 - Present
Foreside Fund Services, LLC (Los Angeles CA)
CA
02/14/2011 - 04/11/2017
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
08/17/2005 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BC
Issued 08/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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