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Rafaela Gittens

Northwestern Mutual Investment Services, LLC

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About Rafaela Gittens

Rafaela Gittens is a Registered Representative with Northwestern Mutual Investment Services, LLC. Rafaela has been in the financial services industry since 2007, previously working with TIAA-CREF Individual & Institutional Services, LLC and J.P. MORGAN SECURITIES LLC. Rafaela is currently registered in New York and Wisconsin. She holds the Series 7, Series 66, and SIE licenses and has 15 years of experience in the industry. Rafaela's other business activities include serving as President of the Pi Kappa Alpha Alumni Association "Omicron Chapter".

Firm Information

Rafaela Gittens is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Rafaela Gittens’s Registration & Firm History

NY

04/21/2022 - Present

Northwestern Mutual Investment Services, LLC (New York NY)

NY

01/13/2020 - 09/09/2021

J.P. MORGAN SECURITIES LLC (MINEOLA NY)

NY

07/25/2016 - 11/04/2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

NY

03/10/2010 - 06/16/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

NY

05/31/2007 - 11/13/2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

NY

02/13/2006 - 05/15/2007

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/24/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rafaela Gittens.
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