Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Sosa matos is a financial advisor with Level Four Advisory Services, a registered investment advisor with the SEC. Rafael is a seasoned professional in the financial services industry, having been active since 1994. Rafael is registered in all 50 states and is a licensed investment advisor in Florida. Rafael has extensive experience in providing financial advice and managing portfolios for a variety of clients, including individuals, businesses, and charitable organizations. Rafael's specializations include financial planning, pension consulting, educational seminars, and selection of other advisors. Rafael is dedicated to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
04/25/2023 - Present
Level Four Advisory Services (DALLAS TX)
FL
10/28/2019 - 09/13/2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (LAKE MARY FL)
FL
11/09/2016 - 05/17/2019
FORESTERS FINANCIAL SERVICES, INC. (Maitland FL)
FL
06/13/2014 - 04/22/2016
W&S BROKERAGE SERVICES, INC. (MAITLAND FL)
FL
12/14/2012 - 04/01/2014
MORGAN STANLEY (WINTER PARK FL)
FL
09/22/2010 - 12/19/2012
VFINANCE INVESTMENTS, INC (LONGWOOD FL)
FL
11/19/2008 - 07/14/2010
JESUP & LAMONT SECURITIES CORP (LONGWOOD FL)
FL
02/26/2008 - 12/23/2008
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
FL
08/22/2006 - 02/14/2008
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
IL
05/11/2005 - 07/21/2005
ASSENT LLC (BOLINGBROOK IL)
NY
03/19/2003 - 08/12/2003
CARLIN EQUITIES CORP. (NEW YORK NY)
FL
11/12/2001 - 10/14/2002
BANIF SECURITIES INC (MIAMI FL)
NY
07/19/1999 - 12/08/2000
ROBERT FLEMING INC. (NEW YORK NY)
CT
10/21/1997 - 01/19/1999
ABN AMRO INCORPORATED (STAMFORD CT)
NY
01/21/1994 - 10/02/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 08/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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