Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael De paoli is a registered representative with Finalis Securities LLC, holding a Series 7, Series 24, and Series 79TO licenses. Rafael has been in the securities industry since October 4, 2009 and holds a Series 63 license. Rafael previously worked with Ashland Securities, LLC, HSBC Securities (USA) Inc., Aladdin Capital LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rafael is registered with the state of California, Florida, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/04/2021 - Present
Finalis Securities LLC (New York NY)
FL
04/20/2021 - 09/29/2021
ASHLAND SECURITIES, LLC (MIAMI FL)
FL
03/15/2013 - 10/30/2020
HSBC SECURITIES (USA) INC. (MIAMI FL)
CT
04/21/2009 - 08/10/2011
ALADDIN CAPITAL LLC (STAMFORD CT)
NY
06/07/2006 - 01/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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