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Rafael Santiago Marquez

Nylife Securities LLC

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About Rafael Santiago Marquez

Rafael Santiago Marquez is a financial professional with over 8 years of experience in the industry. Rafael is currently registered with Nylife Securities LLC and holds the Series 6, Series 26, and Series 63 licenses. Rafael has also passed the SIE exam. Rafael is registered in Florida, New Jersey, and North Carolina. Rafael's clients can access his services through the Orlando office of Nylife Securities LLC.

Firm Information

Rafael Marquez is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rafael Marquez’s Registration & Firm History

FL

04/27/2015 - Present

Nylife Securities LLC (ORLANDO FL)

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Licenses & Designations

BC

Issued 11/18/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rafael Santiago Marquez.
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