Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Saez is a financial advisor with Northwestern Mutual Investment Services, LLC, a firm with a focus on investment management and financial planning. Rafael has a background in finance and has held positions at several financial institutions. Prior to joining Northwestern Mutual, Rafael worked for Edward Jones and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rafael holds the Series 7, 24, and 66 securities licenses and the SIE exam. Rafael is also a registered investment advisor in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
08/05/2020 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
06/06/2019 - 09/25/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILWAUKEE WI)
MO
06/30/2018 - 01/24/2019
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 07/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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