Unclaimed
Rafael Cholewa is a financial professional with over 15 years of experience in the financial services industry. Rafael is a registered representative with Neuberger Berman BD LLC, a leading investment management firm. Prior to joining Neuberger Berman BD LLC, Rafael was employed at J.P. Morgan Clearing Corp. and Ridge Clearing & Outsourcing Solutions, Inc. Rafael holds a Series 7, 24, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
10/01/2015 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
03/22/2010 - 10/08/2015
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NJ
06/20/2007 - 03/08/2010
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (JERSEY CITY NJ)
BC
Issued 05/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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