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Rafael Moreno

Boreal Capital Management LLC

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About Rafael Moreno

Rafael Moreno is a financial professional with over 20 years of experience in the industry. Rafael is currently registered with Boreal Capital Management LLC and is active in both Broker-Dealer and Investment Advisor capacities. Rafael has previously worked at LPL FINANCIAL LLC, Riggs Securities Inc., and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Rafael Moreno is currently registered with Boreal Capital Management LLC. Boreal Capital Management LLC is an investment adviser headquartered in Miami, Florida. The firm manages approximately $1 billion to $10 billion in assets for individuals, corporations, and pooled investment vehicles. The firm's advisory services include portfolio management for individuals, businesses, and pooled investment vehicles. Boreal Capital Management LLC is registered with the SEC under SEC number 801-57604.
Boreal Capital Management LLC

1450 BRICKELL AVENUE

MIAMI, FL 33131

$1.38B

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Rafael Moreno’s Registration & Firm History

FL

08/13/2013 - Present

Boreal Capital Management LLC (MIAMI FL)

FL

11/19/2003 - 08/20/2012

LPL FINANCIAL LLC (MIAMI FL)

DC

11/21/2002 - 11/19/2003

RIGGS SECURITIES INC. (WASHINGTON DC)

NJ

04/04/2001 - 04/03/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 06/13/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/15/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Rafael Moreno. Review regulatory record here.
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