Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Mata is a financial advisor at LPL Financial LLC. Rafael has been working in the financial services industry since 2003 and has experience working with individuals, businesses, and retirement plans. Rafael's expertise lies in providing a variety of financial services, including portfolio management, financial planning, and retirement planning. Rafael is licensed to provide financial advice in multiple states across the US, including Texas, Florida, and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/18/2018 - Present
LPL Financial LLC (MCALLEN TX)
TX
05/16/2013 - 07/16/2018
BBVA SECURITIES INC. (SAN JUAN TX)
TX
10/21/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (WESLACO TX)
GA
03/07/2008 - 12/31/2008
PFS INVESTMENTS INC. (DULUTH GA)
GA
04/28/2003 - 12/31/2006
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 05/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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