Unclaimed
Rafael Madrigal is a financial professional with over 10 years of experience in the industry. Rafael is currently registered with Brokers International Financial Services, LLC. Rafael has held previous positions at PARK AVENUE SECURITIES LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, W&S BROKERAGE SERVICES, INC., BANKERS LIFE SECURITIES, INC., PRUCO SECURITIES, LLC., and FARMERS FINANCIAL SOLUTIONS, LLC. Rafael is licensed to provide financial advice in Illinois and Missouri. Rafael's areas of expertise include asset allocation, retirement planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
MO
05/06/2024 - Present
Brokers International Financial Services, LLC (Creve Coeur MO)
MO
01/03/2022 - 05/31/2022
PARK AVENUE SECURITIES LLC (Saint Louis MO)
MO
05/29/2020 - 10/01/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Clayton MO)
MO
03/17/2017 - 06/02/2020
W&S BROKERAGE SERVICES, INC. (SAINT LOUIS MO)
CA
06/27/2016 - 02/22/2017
BANKERS LIFE SECURITIES, INC. (Roseville CA)
CA
01/22/2014 - 07/09/2015
PRUCO SECURITIES, LLC. (SAN FRANCISCO CA)
CA
05/15/2013 - 11/25/2013
FARMERS FINANCIAL SOLUTIONS, LLC (RICHMOND CA)
CA
02/26/2007 - 02/01/2012
FARMERS FINANCIAL SOLUTIONS, LLC (RICHMOND CA)
BC
Issued 03/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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