Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Perez is a financial advisor with over 20 years of experience in the industry. Rafael is currently registered with the state of Ohio as an Investment Advisor Representative for MAI Capital Management, LLC. Rafael previously held positions at Fidelity Brokerage Services LLC, Natcity Investments, Inc., Natcity Insurance Services, Inc., Advest, Inc. and Prudential Securities Incorporated. Rafael holds the Series 63, Series 65, Series 7 and SIE licenses. Rafael is also a Certified Financial Planner (CFP) and is a member of the Endowment Committee for The Church in Aurora. Rafael specializes in providing financial advice to individuals, families, and businesses. Rafael is committed to helping clients achieve their financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
OH
10/03/2021 - Present
MAI Capital Management, LLC (Cleveland OH)
OH
09/16/2002 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (WOODMERE VILLAGE OH)
OH
06/12/2001 - 09/11/2002
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
06/12/2001 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
CT
05/07/1999 - 06/06/2001
ADVEST, INC. (HARTFORD CT)
NY
01/08/1997 - 05/13/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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