Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Jose Arthur torres has been in the financial services industry since 2002. Rafael is currently registered as a registered representative and an investment adviser representative with Popular Securities, LLC. Before joining Popular Securities, LLC, Rafael was with UBS FINANCIAL SERVICES INC. and UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO. Rafael holds the Series 66, Series 7, and SIE licenses. Rafael is a Certified Financial Planner and specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1 fees in money market product and referral fees
1
2
PR
03/17/2017 - Present
Popular Securities, LLC (SAN JUAN PR)
PR
03/08/2002 - 06/25/2007
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
PR
03/08/2002 - 06/25/2007
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (MANATI PR)
BOTH
Issued 03/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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