Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Roca is a financial advisor with MML Investors Services, LLC, based in Coral Gables, FL. Rafael has been in the industry since December 2020. Rafael has a Series 66, Series 7, and SIE licenses. Rafael also works as an agent for Mass Mutual Life Insurance Company. Rafael is a registered representative with FINRA and an investment advisor representative with the State of Florida. Rafael specializes in asset allocation, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
03/04/2022 - Present
MML Investors Services, LLC (Coral Gables FL)
FL
12/09/2020 - 01/20/2022
EQUITABLE ADVISORS, LLC (MIAMI FL)
BOTH
Issued 11/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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