Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Vallejo is a financial advisor with UBS Financial Services Inc. who has been in the industry since 1999. Rafael currently provides financial planning, portfolio management, and other advisory services to clients in San Juan, Puerto Rico. Rafael holds Series 7, 9, 10, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
07/15/2008 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
07/15/2008 - 08/29/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
11/15/2006 - 12/13/2007
CITIGROUP GLOBAL MARKETS INC. (SAN JUAN PR)
NJ
09/09/1997 - 12/02/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PR
09/09/1997 - 12/02/2005
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
IA
Issued 08/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/23/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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