Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Ignacio Sagarbarria is a financial advisor at Raymond James & Associates, Inc. Rafael has been in the financial industry for over 12 years, and has experience with HSBC Securities (USA) Inc. and Wells Fargo Clearing Services, LLC. Rafael has Series 7, Series 63, and Series 66 licenses. Rafael is registered with the following states: California, Delaware, Florida, Indiana, New Jersey, New York, North Carolina, Rhode Island, Texas, Vermont, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/11/2021 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
05/30/2017 - 05/14/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
02/10/2011 - 06/06/2017
HSBC SECURITIES (USA) INC. (MIAMI FL)
BOTH
Issued 02/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rafael Sagarbarria is the right advisor for you? Invested Better is here to help.
