Unclaimed
Rafael Ignacio Defex is a financial professional with over 15 years of experience in the financial services industry. Rafael is currently registered with Blackstone Securities Partners LP, a firm that is not registered as an investment advisor. Previously, Rafael was registered with Goldman Sachs & Co. LLC, a firm that is registered as an investment advisor. Rafael has a wide range of experience, having passed the Series 63, 30, 24, SIE, 3, and 7 exams. Rafael is licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/09/2024 - Present
Blackstone Securities Partners LP (Miami FL)
NY
07/14/2008 - 07/30/2024
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 10/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2023
Series 30 - NFA Branch Manager Examination
BC
Issued 08/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2009
Series 3 - National Commodity Futures Examination
BC
Issued 07/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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