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Rafael Hessmann

TP Icap Global Markets Americas LLC

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About Rafael Hessmann

Rafael Hessmann is a financial professional with over 17 years of experience in the industry. Rafael is currently registered with TP Icap Global Markets Americas LLC. Prior to that, Rafael worked at Tullett Prebon Financial Services LLC, SG Americas Securities, LLC, Newedge USA, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Barclays Capital Inc. and Deutsche Bank Securities Inc. Rafael holds Series 3, 7, 24, 30 and 63 licenses.

Firm Information

Rafael Hessmann is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rafael Hessmann’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

FL

01/13/2017 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (BOCA RATON FL)

NY

01/02/2015 - 10/07/2016

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

07/31/2014 - 01/02/2015

NEWEDGE USA, LLC (NEW YORK NY)

NY

11/01/2010 - 07/29/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/16/2010 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

03/04/2008 - 02/06/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

01/01/2005 - 02/11/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2018

Series 30 - NFA Branch Manager Examination

BC

Issued 02/09/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2005

Series 3 - National Commodity Futures Examination

BC

Issued 12/28/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rafael Hessmann.
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