Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Hernandez is a financial advisor at Moors & Cabot, Inc. with over 19 years of experience in the industry. Rafael holds Series 6, 7, 24, 63, and 66 securities licenses. Rafael has been with Moors & Cabot, Inc. since August of 2019. Previously, Rafael worked with WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO FUNDS DISTRIBUTOR, LLC, and EVERGREEN INVESTMENT SERVICES, INC. Rafael specializes in providing financial planning, portfolio management, and pension consulting services to high-net-worth individuals, corporations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
08/15/2019 - Present
Moors & Cabot, Inc. (BOSTON MA)
MA
03/21/2019 - 08/09/2019
WELLS FARGO CLEARING SERVICES, LLC (BOSTON MA)
MA
01/04/2010 - 12/31/2018
WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)
MA
07/10/2009 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)
NC
03/24/2000 - 05/20/2005
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 09/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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