Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Gutierrez is a financial advisor with Kovack Advisors, Inc. based in Fort Lauderdale, Florida. Rafael has been in the financial services industry since 2004 and has a diverse range of experience in investment management, insurance sales, and real estate. Rafael specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Rafael holds Series 7 and 66 securities licenses, and the SIE exam, and is registered with FINRA and the states of California, Delaware, Florida, Illinois, New York, and Texas. Rafael is also a registered investment advisor in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/28/2014 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
TX
09/09/2011 - 02/28/2014
ARGENTUS SECURITIES, LLC (LAREDO TX)
TX
08/15/2005 - 09/12/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAREDO TX)
SC
04/27/2004 - 08/02/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 06/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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