Unclaimed
Rafael Galindez is a financial professional with experience in the securities industry. Rafael is currently registered with Franklin Distributors, LLC, and previously held positions with Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Templeton/Franklin Investment Services, Inc., and Vanguard Marketing Corporation. Rafael holds the Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/07/2021 - Present
Franklin Distributors, LLC (MIAMI FL)
FL
02/19/2021 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (Coral Gables FL)
FL
01/08/2020 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CORAL GABLES FL)
FL
01/06/2020 - 07/07/2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (CORAL GABLES FL)
PA
12/17/2018 - 12/11/2019
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 11/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/29/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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