Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Galeno is an investment professional with over 12 years of experience in the financial services industry. Rafael is currently a registered representative with Wells Fargo Clearing Services, LLC and holds Series 7 and 66 securities licenses. Prior to joining Wells Fargo Clearing Services, LLC, Rafael worked for UnionBanc Investment Services, LLC, Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC. Rafael is a specialist in providing investment advice and portfolio management services to a wide range of clients, including individuals, families, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/10/2014 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
CA
12/19/2012 - 06/10/2014
UNIONBANC INVESTMENT SERVICES, LLC (ARTESIA CA)
CA
01/03/2011 - 03/15/2012
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
CA
06/18/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WEST HOLLYWOOD CA)
CA
04/04/2008 - 07/08/2008
AMERIPRISE FINANCIAL SERVICES, INC. (GLENDALE CA)
BOTH
Issued 06/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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