Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael G Mendez is a registered investment advisor representative associated with City National Securities, Inc.. Rafael has been in the financial services industry since July 19, 2006. Rafael is registered with the following states: Arizona, California, Florida, Georgia, Hawaii, Illinois, Michigan, Montana, Nevada, New Hampshire, New York, Oregon, Tennessee, Texas, Utah, Virginia, and Washington. Rafael is also registered with the Financial Industry Regulatory Authority, Inc. (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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2
CA
05/18/2016 - Present
City National Securities, Inc. (Torrance CA)
CA
01/24/2011 - 05/31/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (REDONDO BEACH CA)
CA
06/18/2010 - 12/21/2010
UNIONBANC INVESTMENT SERVICES, LLC (ROLLING HILLS ESTATE CA)
CA
07/29/2005 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (REDONDO BEACH CA)
CA
06/03/2005 - 06/30/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
09/22/2004 - 11/24/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 02/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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