Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Ferreira Fernandes is a financial professional with over 10 years of experience in the industry. Rafael is currently registered with Wallachbeth Capital LLC, based in Jersey City, New Jersey. Rafael previously worked at BGC FINANCIAL, L.P. in New York, New York. Rafael holds multiple licenses including Series 3, 7, 55, 57TO and SIE as well as the Uniform Securities Agent State Law Examination. Rafael holds registrations in California, New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
11/20/2019 - Present
Wallachbeth Capital LLC (JERSEY CITY NJ)
NY
06/20/2012 - 05/17/2019
BGC FINANCIAL, L.P. (NEW YORK NY)
BC
Issued 10/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/09/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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