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Rafael F Plasencia

Fifth Third Securities, Inc.

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About Rafael F Plasencia

Rafael Plasencia is a registered representative and investment advisor representative who has been in the financial services industry since 2004. Rafael Plasencia currently works at Fifth Third Securities, Inc. Rafael Plasencia holds both the Series 6 and Series 63 licenses. Rafael Plasencia also holds the Series 65 license, which allows Rafael Plasencia to provide investment advice. Rafael Plasencia has worked at several firms throughout their career, including LPL FINANCIAL LLC and WELLS FARGO ADVISORS, LLC. Rafael Plasencia has experience providing services to individuals, businesses, and high-net-worth individuals.

Firm Information

Rafael Plasencia is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rafael Plasencia’s Registration & Firm History

FL

07/22/2019 - Present

Fifth Third Securities, Inc. (NAPLES FL)

FL

08/20/2013 - 04/01/2016

LPL FINANCIAL LLC (MIAMI FL)

FL

09/14/2005 - 11/15/2012

WELLS FARGO ADVISORS, LLC (MIAMI FL)

NY

05/03/2004 - 08/25/2005

PARK AVENUE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/19/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/21/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rafael F Plasencia.
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