Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Eduardo Tovar is a securities professional with over 15 years of experience in the financial industry. Rafael began his career in 2009 and is currently registered with Foreside Fund Services, LLC. Rafael is registered to offer securities in all 50 states and the District of Columbia. Rafael holds the Series 7, Series 63 and SIE licenses. Rafael has a long history with Foreside Fund Services, LLC, having worked with the company from 2014 to 2015, and then joining again in 2015. Before joining Foreside, Rafael was employed with CG Compass (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/01/2015 - Present
Foreside Fund Services, LLC (Stamford CT)
NY
09/22/2014 - 09/15/2015
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NY
01/21/2009 - 07/17/2014
CG COMPASS (USA) LLC (NEW YORK NY)
BC
Issued 02/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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