Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Castellanos is a financial professional with over 27 years of experience in the financial services industry. Rafael is currently registered with U.S. Bancorp Investments, Inc. and is licensed in 52 states. Rafael is a specialist in Investment Company Products, Variable Contracts, Retirement Plans, Equity Trading and Fixed Income. Rafael has previously worked for MarketAxess Corporation, Morgan Stanley, R. W. Pressprich & Co., Inc., Chase Securities Inc., Rodman & Renshaw Inc., J.P. Morgan Securities Inc. and First Investors Corporation. Rafael has passed the Series 6, 7, 55, 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NY
10/09/2009 - Present
U.s. Bancorp Investments, Inc. (NEW YORK NY)
NY
07/17/2006 - 06/07/2007
MARKETAXESS CORPORATION (NEW YORK NY)
NY
07/17/2000 - 11/28/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/29/1995 - 07/17/2000
R. W. PRESSPRICH & CO., INC. (NEW YORK NY)
NY
01/28/1992 - 01/07/1997
CHASE SECURITIES INC. (NEW YORK NY)
IL
05/18/1994 - 06/13/1995
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
06/21/1988 - 08/15/1989
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NA
11/06/1985 - 08/26/1986
FIRST INVESTORS CORPORATION
BC
Issued 10/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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