Unclaimed
Rafael Carrillo is a financial advisor with over 20 years of experience in the industry. He is currently registered with Weild & Co., where he has been employed since May 2021. Prior to joining Weild & Co., Rafael worked at Barclays Capital Inc. and Citigroup Global Markets Inc. Rafael is a Series 7, 63, SIE, 79, and 82 licensed advisor. Rafael is currently registered in Minnesota, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/13/2021 - Present
Weild & Co. (NEW YORK NY)
NY
11/10/2011 - 09/05/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/30/1998 - 07/29/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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