Unclaimed
Rafael Antonio Rodriguez is a financial advisor with over 20 years of experience in the industry. Rafael currently works for Franklin Distributors, LLC, having joined the firm in July 2021. Previously, Rafael worked for Putnam Retail Management Limited Partnership, Franklin/Templeton Distributors, Inc., Franklin Templeton Financial Services Corp., Templeton/Franklin Investment Services, Inc., and Cigna Financial Advisors, Inc. Rafael is licensed to sell securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/07/2021 - Present
Franklin Distributors, LLC (FORT LAUDERDALE FL)
FL
01/02/2024 - 07/03/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Fort Lauderdale FL)
CA
06/20/2019 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
FL
01/23/2017 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (FORT LAUDERDALE FL)
CA
09/14/2006 - 09/11/2013
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
10/20/2005 - 08/15/2006
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
CA
10/22/1997 - 10/19/2005
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
PA
10/30/1996 - 02/28/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NA
04/26/1989 - 10/18/1990
TECHNOLOGY FUNDING SECURITIES CORPORATION
NA
07/23/1987 - 11/30/1988
FRANKLIN DISTRIBUTORS, INC.
BC
Issued 08/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/25/1989
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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