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Rafael Antonio Rodriguez

Franklin Distributors, LLC

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About Rafael Antonio Rodriguez

Rafael Antonio Rodriguez is a financial advisor with over 20 years of experience in the industry. Rafael currently works for Franklin Distributors, LLC, having joined the firm in July 2021. Previously, Rafael worked for Putnam Retail Management Limited Partnership, Franklin/Templeton Distributors, Inc., Franklin Templeton Financial Services Corp., Templeton/Franklin Investment Services, Inc., and Cigna Financial Advisors, Inc. Rafael is licensed to sell securities in 53 states and the District of Columbia.

Firm Information

Rafael Rodriguez is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rafael Rodriguez’s Registration & Firm History

FL

07/07/2021 - Present

Franklin Distributors, LLC (FORT LAUDERDALE FL)

FL

01/02/2024 - 07/03/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Fort Lauderdale FL)

CA

06/20/2019 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

FL

01/23/2017 - 07/07/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (FORT LAUDERDALE FL)

CA

09/14/2006 - 09/11/2013

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

CA

10/20/2005 - 08/15/2006

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)

CA

10/22/1997 - 10/19/2005

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

PA

10/30/1996 - 02/28/1997

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

NA

04/26/1989 - 10/18/1990

TECHNOLOGY FUNDING SECURITIES CORPORATION

NA

07/23/1987 - 11/30/1988

FRANKLIN DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 08/08/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2017

Series 7 - General Securities Representative Examination

BC

Issued 10/29/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/25/1989

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rafael Antonio Rodriguez.
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