Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Antonio Pando is a financial advisor who has been in the industry since 2003. Rafael is currently registered with City National Securities, Inc. and is licensed to provide financial services in California. Rafael has a broad range of experience in the financial industry, including working with Wells Fargo Advisors and Wells Fargo Clearing Services. Rafael has been a Registered Representative for the past 23 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
CA
11/05/2021 - Present
City National Securities, Inc. (Pasadena CA)
CA
09/20/2012 - 10/28/2021
WELLS FARGO CLEARING SERVICES, LLC (PASADENA CA)
CA
07/12/1999 - 06/04/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (ENCINO CA)
CA
05/26/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 11/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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