Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Antonio Pagan marxuach is an Investment Advisor Representative with Fsam Llc. Rafael has been in the industry since 1998. Rafael is registered with the Securities and Exchange Commission (SEC) and the states of Georgia and Puerto Rico. Rafael previously worked with FIRST SOUTHERN SECURITIES, LLC, UBS FINANCIAL SERVICES INC, and UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PR
08/23/2019 - Present
Fsam LLC (GUAYNABO PR)
PR
09/16/2016 - 10/05/2020
FIRST SOUTHERN SECURITIES, LLC. (GUAYNABO PR)
NJ
07/14/1997 - 11/11/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PR
07/14/1997 - 11/11/2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
BOTH
Issued 12/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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