Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Lopez is a financial advisor with MML Investors Services, LLC, an investment firm based in Springfield, Massachusetts. Rafael is registered as a broker-dealer and investment advisor in Puerto Rico and Texas, and has been in the industry for 5 years. Rafael has a wide range of experience in the industry and is committed to providing personalized financial advice to help clients achieve their financial goals. Rafael has a strong background in real estate and can help clients with their investments, financial planning, and retirement planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PR
04/19/2024 - Present
MML Investors Services, LLC (SAN JUAN PR)
TX
12/17/2019 - 08/19/2021
NYLIFE SECURITIES LLC (AUSTIN TX)
IA
Issued 03/04/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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