Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Angel Martinez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Rafael has been in the securities industry since 1989 and has extensive experience in providing financial advice to individuals, businesses, and institutional clients. Rafael has a wide range of experience in various investment products and strategies, including stocks, bonds, mutual funds, and options. Rafael is also a registered investment advisor and has a Series 65 license, which allows Rafael to provide investment advice to individuals and businesses. Rafael is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
10/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
07/08/2014 - 10/22/2019
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
GA
07/29/2013 - 07/09/2014
BARCLAYS CAPITAL INC. (ATLANTA GA)
GA
05/22/2012 - 07/25/2013
BSP SECURITIES, LLC (ATLANTA GA)
GA
04/16/2012 - 05/22/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
GA
07/10/2000 - 09/06/2011
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
NJ
12/21/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
10/02/1998 - 07/12/2000
ING BARINGS LLC (NEW YORK NY)
GA
12/10/1999 - 07/05/2000
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NY
10/07/1994 - 09/16/1998
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NA
08/27/1993 - 09/27/1994
FSI FINANCIAL CORPORATION
NY
12/04/1989 - 09/15/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/04/1989 - 09/15/1993
LEHMAN GOVERNMENT SECURITIES INC.
NA
12/04/1989 - 09/15/1993
LEHMAN SPECIAL SECURITIES INC.
NY
06/23/1989 - 10/17/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/1998
Series 4 - Registered Options Principal Examination
BC
Issued 03/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1991
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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