Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Angel Martinez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated, a large firm with over 10 billion in assets under management. Rafael has been in the industry since 1990. Rafael is licensed to provide financial advice in all 50 states. In addition to being a registered representative for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Rafael is also a registered investment advisor. Rafael is also a principal of the firm. Rafael has a wide range of experience, including working with individuals, businesses, pension plans, and institutions. Rafael specializes in providing investment advice, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
10/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
07/08/2014 - 10/22/2019
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
GA
07/29/2013 - 07/09/2014
BARCLAYS CAPITAL INC. (ATLANTA GA)
GA
05/22/2012 - 07/25/2013
BSP SECURITIES, LLC (ATLANTA GA)
GA
04/16/2012 - 05/22/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
GA
07/10/2000 - 09/06/2011
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
NJ
12/21/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
10/02/1998 - 07/12/2000
ING BARINGS LLC (NEW YORK NY)
GA
12/10/1999 - 07/05/2000
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NY
10/07/1994 - 09/16/1998
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NA
08/27/1993 - 09/27/1994
FSI FINANCIAL CORPORATION
NY
12/04/1989 - 09/15/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/04/1989 - 09/15/1993
LEHMAN GOVERNMENT SECURITIES INC.
NA
12/04/1989 - 09/15/1993
LEHMAN SPECIAL SECURITIES INC.
NY
06/23/1989 - 10/17/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 6/9/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/18/1998
Series 4 - Registered Options Principal Examination
BC
Issued 3/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/25/1991
Series 3 - National Commodity Futures Examination
BC
Issued 6/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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