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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafael? Claim Your ProfileRafael Alberto Gonzalez is a financial advisor with Morgan Stanley, a firm based in Purchase, New York. Rafael has been working in the financial services industry for over 28 years and has worked for companies like UBS Financial Services Incorporated and Santander Securities LLC. Rafael is registered with the state of Florida to provide both broker-dealer and investment advisor services, and is also registered in Texas to provide investment advisor services. Rafael holds both the Series 63 and Series 65 licenses, along with the Series 7 and SIE licenses. Rafael specializes in financial planning, asset allocation advice, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/21/2014 - Present
Morgan Stanley (Coral Gables FL)
PR
09/07/2006 - 04/28/2014
SANTANDER SECURITIES LLC (CAROLINA PR)
PR
11/15/2001 - 09/20/2006
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
PR
10/07/1992 - 09/20/2006
UBS FINANCIAL SERVICES INC. (GUAYNABO PR)
IA
Issued 07/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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