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Rafael A Cruz

Citizens Securities, Inc.

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About Rafael A Cruz

Rafael Cruz is a financial advisor with over 18 years of experience in the financial services industry. Rafael has been registered with Citizens Securities, Inc. since September 2023 and also with Clarfeld since November 2023. Prior to that, Rafael held positions at Santander Securities LLC, Amerant Investments, Inc., TD Ameritrade, Inc., Clark Dodge & Co., Inc., Rockwell Global Capital LLC, Global Arena Capital Corp, J.P. Morgan Securities LLC, Chase Investment Services Corp., LPL Financial Corporation, Banc of America Investment Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, American Express Financial Advisors Inc. and IDS Life Insurance Company. Rafael is a Series 7 and Series 66 licensed professional.

Firm Information

Rafael Cruz is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rafael Cruz’s Registration & Firm History

FL

11/27/2023 - Present

Citizens Securities, Inc. (FORT LAUDERDALE FL)

FL

06/10/2022 - 09/11/2023

SANTANDER SECURITIES LLC (Miami FL)

FL

10/04/2019 - 04/12/2022

AMERANT INVESTMENTS, INC. (CORAL GABLES FL)

FL

07/22/2015 - 10/08/2019

TD AMERITRADE, INC. (CORAL GABLES FL)

FL

12/10/2014 - 04/27/2015

CLARK DODGE & CO., INC. (Hollywood FL)

FL

09/15/2014 - 12/10/2014

ROCKWELL GLOBAL CAPITAL LLC (Hollywood FL)

FL

07/28/2014 - 09/16/2014

GLOBAL ARENA CAPITAL CORP (HOLLYWOOD FL)

FL

10/01/2012 - 12/11/2013

J.P. MORGAN SECURITIES LLC (SUNNY ISLES BEACH FL)

FL

09/11/2009 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (SUNNY ISLES BEACH FL)

FL

06/17/2009 - 07/21/2009

LPL FINANCIAL CORPORATION (AVENTURA FL)

FL

11/08/2006 - 03/26/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (MIAMI FL)

NY

03/22/2005 - 11/16/2006

METLIFE SECURITIES INC. (LATHAM NY)

FL

03/22/2005 - 11/16/2006

METROPOLITAN LIFE INSURANCE COMPANY (CORAL GABLES FL)

MN

10/03/2003 - 01/27/2005

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/03/2003 - 01/27/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 11/27/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Rafael A Cruz. Review regulatory record here.
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