Unclaimed
Raelynne Carroll is a financial advisor with Raymond James Financial Services, Inc. Raelynne has been in the securities industry since January 23, 2015, and has a strong track record of success in providing investment advice to clients. Raelynne holds the Series 6, Series 63, and SIE licenses. Raelynne is currently registered with the state of California. Raelynne is located in Stockton, CA and is actively working with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/14/2021 - Present
Raymond James Financial Services, Inc. (Stockton CA)
CA
01/23/2015 - 06/15/2021
BBVA SECURITIES INC. (STOCKTON CA)
BC
Issued 02/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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