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Raelynne S Carroll

Raymond James Financial Services, Inc.

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About Raelynne S Carroll

Raelynne Carroll is a financial advisor with Raymond James Financial Services, Inc. Raelynne has been in the securities industry since January 23, 2015, and has a strong track record of success in providing investment advice to clients. Raelynne holds the Series 6, Series 63, and SIE licenses. Raelynne is currently registered with the state of California. Raelynne is located in Stockton, CA and is actively working with clients.

Firm Information

Raelynne Carroll is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raelynne Carroll’s Registration & Firm History

CA

06/14/2021 - Present

Raymond James Financial Services, Inc. (Stockton CA)

CA

01/23/2015 - 06/15/2021

BBVA SECURITIES INC. (STOCKTON CA)

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Licenses & Designations

BC

Issued 02/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raelynne S Carroll.
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