Unclaimed
Raelynn Jane Austin is a registered representative with Principal Securities, Inc. and has been in the industry since 2004. Raelynn has passed the Series 6, 7, 63 and 66 exams and is licensed in Iowa. Raelynn Jane Austin has experience working for both Princor Financial Services Corporation and CIGNA Financial Services, Inc. Raelynn's current employment with Principal Securities, Inc. began in 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
06/29/2012 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
10/21/2003 - 04/01/2010
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CT
01/08/2002 - 10/10/2003
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
BOTH
Issued 06/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/07/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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