Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raeann? Claim Your ProfileRaeann Sarsfield is a financial advisor with Raymond James & Associates, Inc. working in the Southlake, TX office. Raeann has over 15 years of experience in the financial services industry. Raeann has a wide range of experience in portfolio management, financial planning, and providing educational seminars. Raeann is committed to providing personalized financial advice to help individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/16/2023 - Present
Raymond James & Associates, Inc. (Southlake TX)
LA
07/08/2016 - 05/17/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANDEVILLE LA)
MA
01/02/2013 - 04/15/2016
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
02/29/2008 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
CT
09/19/2007 - 02/29/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
Issued 10/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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