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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rae ann? Claim Your ProfileRae ann Paff is a financial advisor with Morgan Stanley, a firm with over $1.4 trillion in assets under management. Rae ann is a seasoned professional in the financial services industry, having been in the business since 2004. With a broad range of experience across different firms, Rae ann has a deep understanding of investment strategies and a commitment to providing personalized advice to her clients. Rae ann specializes in working with individuals, businesses, and institutions, providing financial planning and portfolio management services. Her expertise spans various areas including asset allocation, retirement planning, and wealth management. Rae ann is dedicated to helping her clients achieve their financial goals and build a secure future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
HI
02/22/2023 - Present
Morgan Stanley (Honolulu HI)
HI
02/23/2016 - 01/04/2023
NYLIFE SECURITIES LLC (HONOLULU HI)
MN
01/22/2010 - 10/19/2015
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
PA
03/05/2004 - 04/20/2009
AMERIPRISE FINANCIAL SERVICES, INC. (PITTSBURGH PA)
MN
03/05/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/11/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/21/2007
Series 4 - Registered Options Principal Examination
BC
Issued 06/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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