Unclaimed
Radika Mangar is a financial advisor with UBS Financial Services Inc. based in Stuart, FL. Radika has been in the industry since 1992 and is licensed to provide investment advice in several states. Radika has experience working with clients of all ages, including high-net-worth individuals, families, and businesses. Radika focuses on providing a comprehensive and personalized approach to financial planning, helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/11/2009 - Present
UBS Financial Services Inc. (STUART FL)
FL
05/13/1998 - 05/21/2009
CITIGROUP GLOBAL MARKETS INC. (STUART FL)
NY
02/12/1997 - 02/13/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
09/18/1991 - 01/06/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/18/1991 - 01/06/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 04/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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