Unclaimed
Radhakrishnan Giroh is a financial advisor with over 18 years of experience in the industry. Radhakrishnan currently works at Stonehaven, LLC and has previously worked at Independent Investment Bankers, Corp., Sutter Securities Incorporated, Jesup & Lamont Securities Corp, Iron Capital Securities, LLC, Global Crown Capital, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., Wells Fargo Investments, LLC and Pruco Securities, LLC.. Radhakrishnan holds the Series 7, Series 31, Series 66, Series 79TO, Series 99TO and SIE licenses and is registered in California, New York and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/07/2023 - Present
Stonehaven, LLC (NEW YORK NY)
TX
05/03/2018 - 06/08/2023
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
CA
06/15/2011 - 05/01/2018
SUTTER SECURITIES INCORPORATED (IRVINE CA)
CA
10/15/2009 - 07/08/2010
JESUP & LAMONT SECURITIES CORP (SAN FRANCISCO CA)
CA
07/06/2009 - 10/14/2009
IRON CAPITAL SECURITIES, LLC (SAN FRANCISCO CA)
CA
03/25/2009 - 07/14/2009
GLOBAL CROWN CAPITAL, LLC (SAN FRANCISCO CA)
CA
06/26/2006 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NY
09/02/2005 - 05/25/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
03/28/2005 - 04/25/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NJ
08/12/2004 - 03/09/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 09/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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