Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Radha? Claim Your ProfileRadha Modi is a securities professional with experience in the financial services industry. Radha has held positions at firms such as Robinhood Securities, LLC and Morgan Stanley. Radha is currently registered with Axos Clearing LLC in Omaha, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
08/11/2023 - Present
Axos Clearing LLC (Omaha NE)
FL
04/10/2018 - 05/19/2022
ROBINHOOD SECURITIES, LLC (LAKE MARY FL)
FL
08/04/2017 - 10/11/2017
MORGAN STANLEY (TAMPA FL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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