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Rachele Ann Princiotto

Virtu Americas LLC

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About Rachele Ann Princiotto

Rachele Princiotto is a financial professional with over 17 years of experience in the industry. Currently, Rachele is registered with Virtu Americas LLC in Short Hills, NJ. Rachele has held previous positions with Virtu ITG LLC and Knight Capital Americas, L.P. Rachele is licensed to conduct business in New Jersey and New York. Rachele has passed the Series 7, Series 55, Series 63, Series 99TO and SIE exams.

Firm Information

Rachele Princiotto is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rachele Princiotto’s Registration & Firm History

NJ

07/02/2012 - Present

Virtu Americas LLC (Short Hills NJ)

NY

05/13/2019 - 08/03/2020

VIRTU ITG LLC (NEW YORK NY)

NJ

11/23/2005 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 07/25/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/22/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rachele Ann Princiotto.
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