Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Yue Liao is a financial professional with experience in the securities industry. Rachel is a Registered Representative and holds the Series 7TO, Series 63, and SIE licenses. Rachel is currently employed by Globalink Securities, Inc. and is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/06/2023 - Present
Globalink Securities, Inc. (PASADENA CA)
IA
Issued 05/04/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2024
Series 4 - Registered Options Principal Examination
BC
Issued 09/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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